The
Greek philosopher Aristotle (384-322) was one of the most influential
thinkers in all of history. Originally from Macedon, as a young man
Aristotle moved to Athens to study at Plato's Academy, and in time
founded his own school, the Lyceum. Aristotle wrote prodigiously on a
wide range of topics, from natural science to ethics to economics to
metaphysics. In these excerpts from his Politics,
Aristotle discussed the institution of slavery, which was widely
practiced throughout classical Greece. An intensely hierarchical
thinker, he classified the connection between masters and slaves as
merely one of several relationships (such as those between parent and
child, hiusband and wife, and ruler and subject) which gave a healthy
society its appropriate structure. His portrayal of slavery as the
natural subordination of an inferior man to his superior as his
absolute property would continue to be influential centuries after
Aristotle's death, from the Roman era down to the American South before
the Civil War.
Aristotle on Slavery (c. 350 BC)
(1)
We must first discuss household units, since the city as a whole
consists of households. The subject can be subdivided into the parts of
which a household is made up: a complete household consists of slaves
and free persons. Since one ought to examine everything in its smallest
part first, and the primary and smallest constituents of a household
are master and slave, husband and wife, and father and children, we
ought to examine what each of these three relationships is and ought to
be— (2) the institution of ‘being the master’, ‘marriage’ (there is no
current word in Greek for the relationship between husband and wife)
and ‘having children’ (again there is no specific word for this in
Greek). Let these be the three basic relationships. There is another
subdivision which many people think is actually equivalent to household
management, or the most important part of it, and we shall have to
consider that too—I mean what is called dealing with money.
Let
us first consider the relationship between master and slave, in order
to see what needs it fulfils; perhaps we shall be able to understand it
better if we approach it in terms of the ideas that are commonly held.
(3)
Some thinkers believe that there is a ‘science’ of how to be a master,
and that (as I said earlier on) running a household and controlling
slaves and being a politician and being a king are all the same. Then
there are others who hold that controlling another human being is
contrary to nature, since it is only by convention that one man can be
a slave and another free; there is no natural difference, and therefore
it cannot be just, since it is based on the use of force.
Property
is a part of the household, and the art of acquiring property a part of
household management (since no kind of life, and certainly not a
fulfilled life, is possible without the basic necessities); (4) and so,
just as in particular crafts the relevant tools are needed if a job is
to be done, exactly the same applies to managing a household. Tools can
be divided into animate and inanimate (for instance, for the helmsman
of a ship, the rudder is inanimate while the look-out man is animate:
since an assistant can be categorised as a ‘tool’ as regards that
particular craft). So a piece of property is, similarly, a tool needed
to live; ‘property’ is a collection of such tools, and a slave is an
animate piece of property. (5) Every assistant is a tool taking the
place of several tools—for if every tool were able to perform its
particular function when it was given the order or realised that
something had to be done (as in the story of Daedalus’ statues or
Hephaestus’ tripods which Homer describes as ‘entering the assembly of
the gods of their own accord’), so that shuttles would weave cloth or
harps play music automatically, then master craftsmen wouldn’t need
assistants, nor masters slaves. The tools I have mentioned are tools
used to make something else, and must be distinguished from property
which is useful in itself: a shuttle, for instance, is good for
something other than the activity of using it, while clothes or a bed
are simply used themselves. (6) Now, since we must distinguish ‘being
productive’ (poi sis) from ‘being active’ (praxis), and both of these
need tools, there must also be some difference between the two kinds of
tools. But living is a matter of ‘being active’, not of ‘being
productive’; so the slave can be classified as a tool assisting
activity.
The word ‘property’ is used in the same way as the
word ‘part’: a part is not simply a section of something else, but
belongs to it completely, and the same is true of a piece of property.
Therefore a master is simply the master of a slave, but does not belong
to the slave, while the slave isn’t just the slave of a master, but
belongs to him completely.
(7) It will be clear from these facts what the nature and the functions of a slave are.
A: A human being who by nature does not belong to himself but to another person—such a one is by nature a slave.
B: A human being belongs to another when he is a piece of property as well as being human.
C: A piece of property is a tool which is used to assist some activity, and which has a separate existence of its own.
The
next thing to consider is whether by nature there is in fact any such
person or not, or whether all slavery isn’t rather contrary to nature.
(8) There are no difficulties here either as regards theoretical
analysis or empirical observation. Ruling and being ruled are not only
among the things that are inevitable, but also among things that are
beneficial, and some creatures are marked out to rule or to be ruled
right from the moment they come into existence. There are many types
both of rulers and of subjects, and rule over a better type of subject
is a better type of rule—ruling a man is better than ruling a wild
beast; similarly, something produced from better materials is a better
piece of work. (9) Everything that consists of several parts which
become one common whole, whether the parts are continuous or discrete,
always has an element that rules and an element that obeys, and this is
true for living things as a consequence of their whole nature (there is
also a ruling element in things that have no life, such as harmony in
music, but that isn’t relevant to this investigation). (10) But animals
primarily consist of soul and body, of which by nature the former
rules, and the latter obeys. We must look for what is natural in things
that are in their natural state and not in things that have
degenerated; thus we must consider a human being whose mental and
physical condition is in the best possible state, in whom this will be
obvious —for in bad specimens, or specimens in a bad condition, it may
appear that the body often rules the soul because of its evil and
unnatural condition. (11) But as I was saying, it is in living
creatures that it is particularly possible to see rulership both of the
master/slave variety and of the political variety: for the soul rules
the body as a master rules a slave, while the intellect rules the
desires as a politician or king does. In these cases it is clear that
it is natural and advantageous for the body to be ruled by the soul and
the emotions by the intellect (which is the part that possesses
reason); it would be harmful if the components were on an equal level
or if the situation were reversed. (12) The same is true of the
relationship between man and the other animals: tame animals are
naturally better than wild animals, yet for all tame animals there is
an advantage in being under human control, as this secures their
survival. And as regards the relationship between male and female, the
former is naturally superior, the latter inferior, the former rules and
the latter is subject.
By analogy, the same must necessarily
apply to mankind as a whole. (13) Therefore all men who differ from one
another by as much as the soul differs from the body or man from a wild
beast (and that is the state of those who work by using their bodies,
and for whom that is the best they can do)—these people are slaves by
nature, and it is better for them to be subject to this kind of
control, as it is better for the other creatures I have mentioned. For
a man who is able to belong to another person is by nature a slave (for
that is why he belongs to someone else), as is a man who participates
in reason only so far as to realise that it exists, but not so far as
to have it himself—other animals do not recognise reason, but follow
their passions. (14) The way we use slaves isn’t very different;
assistance regarding the necessities of life is provided by both
groups, by slaves and by domestic animals. Nature must therefore have
intended to make the bodies of free men and of slaves different also;
slaves’ bodies strong for the services they have to do, those of free
men upright and not much use for that kind of work, but instead useful
for community life (and this category can itself be subdivided into
appropriateness for peaceful activities and for military ones). Of
course the opposite often happens—slaves can have the bodies of free
men, free men only the souls and not the bodies of free men. (15) After
all, it is clear that if they were born with bodies as admirable as the
statues of the gods, everyone would say that those who were inferior
would deserve to be the slaves of these men. And if that is true of the
body, it would be far more correct to apply this rule with regard to
the soul. But then it isn’t as easy to see the beauty of the soul as
that of the body. To conclude: it is clear that there are certain
people who are free and certain who are slaves by nature, and it is
both to their advantage, and just, for them to be slaves.
(16)
Yet it is not difficult to see that those who assert the opposite are
also right in some respects. For there are two senses of the words ‘to
be enslaved’ and ‘slave’; there is such a thing as a person who is
enslaved as the result of legal convention. This legal convention is an
agreement that whatever is captured in the course of warfare is said to
belong to the conqueror. Many of the people who discuss legality treat
this principle just like a politican who makes an unconstitutional
proposal—they say that it is horrible that someone who is less powerful
should be the slave and subject of someone who is able to use violence
and can apply superior force. Even among theorists there are some who
accept this point of view, and some who accept the other.
(17)
The cause of this controversy and of the confusion in the arguments is
that when something which is good has managed to obtain the necessary
means, it is also able to exercise power, and there is always some good
quality of which the winning side has more, so that it looks as though
the powerful are never without some good quality, and that this dispute
is purely about justice—since there are some who think that legitimate
authority requires goodwill towards the subject, while others think
that it is sufficient justification for the ruler to be more powerful.
If the two issues were separated, there would be no basis or validity
for any other arguments, since the implication would be that someone
superior in goodness ought not to rule and govern.
(18) Some
philosophers who can’t abandon the notion that right and wrong must be
relevant to this problem (since legal enactments are in some way based
on ideas of right and wrong) suppose that enslaving people in the
course of warfare is just, but at the same time deny this, since it is
possible that the reasons for going to war may not be just; and they
conclude that one cannot say that someone who became a slave
undeservedly was a real slave. (If this were false, we would be forced
to conclude that people of the most respected family suddenly turned
into slaves just like slaves by birth, simply because they happened to
be captured and sold.) So they don’t mean to say that people of that
kind become slaves; those who do become slaves are non-Greek
foreigners. Of course when they say this, they are only looking for a
definition of natural slavery such as I gave at the beginning—we have
to recognise that some people are slaves under any circumstances, and
others under none. (19) The same is true of the concept of ‘nobility’;
Greeks think that they themselves are noble not just here but anywhere,
while barbarians are only noble in their own communities, so that
absolute nobility and freedom is one thing, relative nobility something
else, as Theodektes’ Helen says:
I am the child of two divine parents— to whom would it occur to talk to me as though I were a servant?
When
they say this, they distinguish slavery and freedom and high and low
social status purely in terms of goodness and badness. They think that
just as a man is descended from another man and a beast from beasts, so
a good man comes from good parents. This may be what Nature generally
intends to do, but she doesn’t always succeed.
It has become
clear that there is some basis for this controversy, and that there are
some slaves and free men who are not ‘naturally’ so. (20) But in some
cases there is such a distinction, and it is advantageous for some to
be slaves and others masters, and just and proper for some to be ruled
and others to exercise the sort of rule which corresponds to their
natures. Furthermore, bad rule would be disadvantageous for both of
them (since the same thing is good for a part as is good for the whole
of both body and soul, and the slave is part of his owner—like a
distinct part of the body having a soul of its own). (21) Thus slave
and master have a certain common interest and friendship, if their
statuses are deserved by their respective natures; but the opposite is
true if the relationship is not of this kind but purely based on
convention and superior force.
What emerges from all this is
that the power of a slave-owner is not the same as that of a political
leader, and that all forms of government are not, as some assert,
identical. The one concerns men who are free by nature, the other
slaves, and control over a household is a form of monarchy (since each
household is ruled by a single person), while political leadership is
the government of free men who are equals. (22) The word ‘master’ is
not therefore applied to someone with a particular skill, but to
someone who is in the position of a master, and so are the words
‘slave’ and ‘free man’. Of course there might be a skill involved in
owning slaves or being a slave; this was what the man in Syracuse used
to teach who made a living by instructing youngsters in the ordinary
duties of slaves. There could even be a more detailed science than
this, such as cookery, and the various other types of domestic
service—since different slaves have different jobs, some of them more
honourable and some more restricting: in the words of the proverb,
One slave comes before another, and one master comes before another.
(23)
All these kinds of things are the skills with which slaves are
particularly associated; a master’s skill consists in being able to
make the best use of his slaves (the function of a master consists not
in buying slaves, but in using them). But this skill has no importance
or status attached to it—it is simply that whatever the slave has to
know how to do, the master will have to know how to order him to do. So
anyone who is rich enough to avoid this troublesome business has a
manager to exercise this office, and they themselves go off and become
politicans or philosophers. The skill or science of obtaining slaves
justly is quite separate from both of these; it is more analogous to
warfare, or hunting. That, then, is my analysis of the master/slave
relationship.
Source: Thomas Wiedeman, Greek and Roman Slavery, London: Croom Helm, Ltd., 1981.